Latest Advice Vetting
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Activity feed
The latest activity across your accessible records.
Client Reviews
| Created Date | Created By | Review Type | Client Name | Adviser Name | Status | Actions |
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Compliance File Audits
| Review date | Client | Adviser | Reviewer | Review type | Date CS | Status | Outcome | Actions |
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Compliance File Review
Observation
Compliance File Audits
New File Audit
Create the audit and upload the complete advice file.1. Client & adviser
2. Advice scope
3. File circumstances
4. Documents & confirmation
Client and advice details
Define the audit scope
Confirm file circumstances
Upload the complete advice file
PDF, Word, text, spreadsheets, images and email files. Combined limit: 50 MB.
| Created | Client | Adviser | Reviewer | Status | Outcome | Action |
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File Audit
Advice Vetting
| Client Name | Adviser Name | Assigned To | SOA Type | SOA Date | Result | Status | Action |
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SOA Details
Representatives
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| Adviser Name | Practice Name | Date Joined | Compliance Manager | Next Audit Date | Risk Rating | Status |
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Representative Profile
Practices
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| Practice | Licensee | ASIC CAR Number | CRM | SARA Self-Approval | Status | Actions |
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SARA Settings
| Index | Title | Review Type | Advice Type | SOA Inclusion | Required Documents | Severity |
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File Audit Compliance Rules
Select a check to view its published assessment rule.
Manage your account
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Select or create the client first, then upload the advice document and run the compliance pre-vet.
Step 1
Client
Documents
Drag & drop or click to browse. SARA auto-tags each file by its name — correct the type if needed. Word, PDF and text files accepted.
Drop files here or click to browse
Tip: name files like
Tip: name files like
DocType_Date for the best auto-tagging
What to upload
Coverage for the selected check.
Pre-vet Result